Order Form

You are minutes away from ordering your personal 401k Investment Plan to start investing in your 401k to achieve maximum return!

Have questions? Visit Help Center in each section.

Information is sent via a secure connection. Your information will not be shared.

1) Risk Profile

Help with section.

1) Which would make you the most upset?

Holding cash when the stock market goes up

Holding stock when the stock goes down

2) Which would make you the most upset?

You sell a stock and it immediately increases in value

You buy a stock and it immediately decreases in value

3) What percentage of your entire investments does your 401k represent?

More than 75%

Between 50% to 75%

Between 25% to 50%

Less than 25%

4) How liquid are your assets which are not invested in your 401k?

Highly liquid

Moderately liquid

Not liquid

5) I prefer:

Constant, but perhaps lower investment returns

Riskier, but perhaps higher investment returns

6) I prefer:

Limiting my losses

Striving to outperform the market

7) Since 1946, US stocks have averaged a return of 11.5%¹ and bonds have averaged 5.4%¹. During this period, inflation averaged 4.4%.²

What returns would you expect from your 401k over the next 5 years?

3 - 6%

6 - 9%

9 - 12%

More than 12%

¹ Source: Frontier Analytics, 2008
² Past performance is not a guarantee of future results.

8) Do you have money set aside in an emergency fund?

Yes; less than 6 months of salary.

Yes; more than 6 months of salary

9) Which best describes your expected future income over the next five years?

Increase substantially

Increase

No change

Decrease

10) If the value of your 401k decreases by more than 20% in one year, how would you react?

I would be very concerned and I would change my 401k funds to a risk-free investment choice.

I would be somewhat concerned and I would probably change some funds to a safer investment choice.

I would not be concerned and I would view the loss as a temporary market decline.

I would welcome the market decline as an opportunity ti onvest more of my funds at lower prices.

11) Which one of the following statements best describes how you feel about investing?

I prefer to take no risk. I would feel comfortable with my assets in low risk, stable investments, even though it means lower returns.

I prefer to take moderate risk, with a balanced mix of investments, with some of my assets at a low degree of risk and the balance invested with moderate risk.

I am comfortable with market risk and believe that taking risks may result in higher returns. While a small portion of my funds might be invested in lower risk investments, the emphasis should be on growth funds with moderate to high risk.

I prefer to only invest in funds that have potential for a high growth rate with moderate and higher risks. I can tolerate more than a year of negative returns through negative phases in the market.

12) During the next ten years, how much money do you plan on contributing to your 401k when compared to the value of of your 401k today?

Don't know

0 - 20%

20 - 40%

40 - 60%.

60 - 80%

More than 80%

2) 401k Plan Information

Help with section.

Who is your current employer?
In how many years do you plan to retire?

Get your report faster! (optional)
Part of the 401k Alliance Report process involves us collecting your 401k investment options from either you or your employer. If available, please provide your Human Resources contact in charge of your 401k plan.

Human Resources Manager Name
HR Phone Number (with extension if applicable)
HR Email Address

3) Delivery Information

Help with section.

First Name

Last Name

Best phone number during business hours

Where should we send your Personalized 401k Investment Plan?

Email Address

Confirm Email Address

Advisory Agreement

Please read the following agreement and acknowledge your understanding and acceptance of terms and conditions.

Customer agrees to pay a one-time fee of $89.00 for an Asset Allocation Plan.  401K Alliance agrees to deliver Asset Allocation Plan to customer within 5 business days.

401K Alliance is a financial services company specializing in asset allocation for retirement plans.  401K Alliance is a Registered Investment Adviser and the information provided through our reports is intended to provide individuals with a systematic and disciplined method of managing their 401k assets.

In consideration of a fee paid for our service, 401K Alliance agrees to provide the customer with an asset allocation plan.  This plan is developed based on information provided by customer through a risk tolerance questionnaire, personal information, and information on the available investments in the customers' 401k plan.  The customer must provide the information on investment choices in their 401k plan when their order is placed.

If a customer should cancel their order before the final report is delivered, 401K Alliance will refund purchase price less a $15.00 processing fee.

401K Alliance cannot implement the suggested allocation plan for a client’s 401K plan.  Clients must reallocate their plans through their company’s 401k administrator.

401k Alliance develops assets allocation plans with a disciplined process utilizing investment software and in consideration of client financial objectives and their individual company 401k plan.  While 401K Alliance strongly believes that this methodology produces a plan that is suitable for our clients based on their financial objectives, risk tolerance, and time remaining till retirement, there can be no assurance or guarantees that a clients investment objectives or retirement goals will be met by following the recommendations provided.

By clicking on the button below, you agree to the terms and conditions noted above.

I agree to the terms of the Advisory Agreement